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TRADING HOLIDAY LIST
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BASIC Details
Role of Sub-Broker (SB) via-a-vis Authorised Person (AP)
Key Manager Details.
Filing Compliant.
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"Attention Investors

  1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
  2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
  3. Pay 20% upfront margin of the transaction value to trade in cash market segment.
  4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
  5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

...Issued in the interest of Investors"

MESSAGES

Cochin Stock Brokers Ltd is offering internship opportunities for engineering graduates planning to join MBA programs under distance education schemes. Interested candidates may apply to - coselegal@gmail.com

"Currency and Derivatives"

"Basics of Fundamental and Technical Assistance"

                      Members are requested to ensure that there is sufficient space in your mailbox for receiving the contract note.

NISM Securities Markets Foundation (Series XII) on 30th July, 2018

" Rights & Obligations_RDD_Do's & Dont's in Vernacular Language in Malayalam"

" Simplification of BO A/c Opening Process"

Procedure for accessing ECN..

Arbitration mechanism of stock exchanges..

Submission of Half Yearly Internal Audit Report – no longer necessary

KYC- Dealings between a client and a Stock broker:..

IPO NOTICE..

List of Approved Securities - October 2011 - F&O..



RMS Policy at CSBL – For Client Information...



Regular Courses at CSE Institute of Capital Market...

CLIENT INFO FOR PMLA NOTICE...

Half yearly Internal Audits...

corporate Announcements...

Attention Members Insurance Policy ...

Attention Members ...

SEBI Turnover Details ...

Submission of Audit Report ...

South Indian Bank QIP ...

Training Programme for BCFM and NCFM Examination  conducted by The Cochin Stock Exchange Ltd. .....

INVESTOR AWARENESS PROGRAMME FOR BEGINNERS .....

DP Holding Information......

Investor Alert......

Procedure for NRI/ PIO Client Investment .....

CSE Institute of Capital Market Alumni .....

New Fee Structure for Brokers ....

Notice Board to be displayed at Sub brokers office ....

Investment in Indian Companies by FIIs / NRIs / PIOs (RBI Link)

Caution towards unsolicited emails and SMS - NSE Circular

Invitation for Execution Based Proposals for Business Developement


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DRAFT CSBL MGT 7 for Financial year 2022-23

E- Voting
BSE Disclaimer
PUBLISHING INVESTOR CHARTER AND DISCLOSURE OF INVESTOR
Advisory – KYC Compliance
Updation of mandatory KYC fields by March 31, 2022
Filing of complaints on SCORES - Easy & quick
STOCK MARKET COURSES
Pledge/ Re-pledge February 25, 2020
Sub Margin Obligations to be given by way of Pledge Re-pledge
GUIDELINESCLARIFICATION ON MARGIN COLLECTION AND REPORTING
INSP45134
Handling of Clients' Securities by Trading Members/Clearing Members-SEBI CIRCULAR
Creating investor awareness and safeguarding clients’ assets
Nomination Form
Risk disclosures on derivatives
INVESTOR CHARTER FOR DEPOSITORIES AND DEPOSITORY PARTICIPANTS
Online Resolution of Disputes in the Indian Securities Market
INVESTOR Complaints Data
Advisory for Investors
CSBL ANNUAL REPORT 2022-2023
SEBI Circular dated 11.08.2023 - Online Resolution of Disputes in the Indian Securities Market
Client Reactivation and Inactive Trading Account Policy

Foreign Portfolio Investor Account -A/c Opening Checklist

KYC ADDENDUM

IEPF - CSBL  APPLICATION FORMAT

Policy for voluntary freezing or blocking of trading accounts

 
 

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

 

No need to issue cheques by investors while subscribing to an IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in the investor's account.

 :::NEWS::: DOWNLOADS
ATTENTION INVESTORS --> Prevent Unauthorized Transactions in your Trading. Update your Mobile Number & Email-Id with your Stock Broker Depository Participant.Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day and Receive information of your transactions directly from Exchanges(NSE/BSE) in your mobile/email at the end of the day.......................issued in the interest of investors. ***Attention Investors--> Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors. *** KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. *** No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. *** Membership for sale with option to trade with NSE& BSE For further details contact Marketing Department email - marketing@cochinstockexchange.com
 
    SEBI Stock Broker Registration No. INZ000195533                                                  CDSL:Regn.Nos:IN-DP-260-2016
MEMMBER ID : NSE 10769 | BSE 263 | CSBLDP 12023900
 
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